AI trading automation with regulatory evidence
Challenge
A global fintech company automated portfolio rebalancing with AI agents but lacked the audit evidence framework required by SEC examination. Manual review of AI trading decisions created a 4-hour bottleneck in settlement workflows.
Solution
Intended evaluated every AI trade intent against risk-aware policy rules. Low-risk rebalances auto-approved with signed Authority Decision Tokens. High-value block trades escalated to trading desk leads. Every decision produced hash-chained audit evidence with HMAC-signed bundles.
4x
faster settlement automation
100%
audit evidence coverage
< 50ms
authority decision latency
Deployment scenario based on Intended platform capabilities and financial services use-case modeling. Specific organizations are not disclosed.